privacy policy

HighTower Notice of Private Policy

We have adopted this policy with recognition that protecting the privacy and security of the personal information we obtain about our financial advisors is an important responsibility. To service you in an accurate and efficient manner, we must collect and maintain certain personal information about you and your business. We want you to know what information we collect and how we use and safeguard that information. In accordance with the regulations and rules we are governed by, and we are required to providing this Privacy Policy Notice to all new and existing clients.

Information We Collect from You

We collect certain nonpublic personal identifying information about you and your practice (such as your name, address, assets, book of business details, etc.) from information that you provide on applications or other forms as well as communications (electronic, telephone, written or in person) with our executive and business development teams.

Information from Third Parties

If needed, we may also obtain information from third parties. For example, we may obtain information from you to evaluate your standing in the industry or verify your history from government databases, such as FINRA broker-check.

Information We Share

We share information only in a limited way with your consent to better understand and support your business, or as required by law. The law allows us to share the personal information listed above with our affiliated firms, also known as our family of companies. We share this information to conduct routine business activities that will help you run and grow your business.

Most importantly, information that you provide to us is kept strictly confidential. We take information security very seriously and exercise extreme caution to protect these details. Finally, we will never sell or rent your personal information to third parties.